Tutorial: Calculating Minimum Preheat Temperature for Structural Steel Welding

Hydrogen-induced cold cracking (HICC) — also called hydrogen-assisted cracking (HAC) or delayed hydrogen cracking (DHC) — is one of the most serious and insidious weld defects in structural and pressure vessel fabrication. Unlike hot cracking, which occurs during solidification, cold cracking typically develops hours or even days after welding is complete, making it undetectable by in-process visual inspection. The primary engineering defence against cold cracking is the correct calculation and application of minimum preheat temperature, which slows the HAZ cooling rate and allows diffusible hydrogen to escape before the weld joint reaches the critical susceptibility temperature. This tutorial covers both analytical methods in EN 1011-2:2001 Annex C (Methods A and B) and the AWS D1.1 tabular and formula approaches, with fully worked examples for structural and pressure vessel steel applications.

Key Takeaways

  • Three conditions must coexist for hydrogen cold cracking: a susceptible (hard martensitic or bainitic) microstructure, a critical concentration of diffusible hydrogen, and a tensile stress field. Eliminating any one condition prevents cracking.
  • EN 1011-2 Method B uses Pcm (Ito–Bessyo parameter) and accounts for hydrogen scale HD, plate combined thickness d, and heat input Q — it is more accurate than Method A for low-carbon microalloyed steels (CE < 0.40).
  • CE(IIW) = C + Mn/6 + (Cr+Mo+V)/5 + (Ni+Cu)/15 — used in Method A and AWS D1.1 Annex I. Steels with CE > 0.70 are generally considered unweldable without specialist procedures.
  • The hydrogen scale classification HD is critical: switching from cellulosic SMAW (HD5, ~15 ml/100g) to basic low-hydrogen SMAW (HD3, ~5 ml/100g) typically reduces the required preheat by 50–75°C for the same steel and section.
  • Combined thickness d — not just one plate thickness — determines the heat sink effect at the joint. A T-joint has much higher combined thickness than a butt weld of the same plate, requiring significantly higher preheat.
  • Preheat temperature must be measured at ≥75 mm from the weld edge (or plate thickness if <75 mm) after a thermal soak of at least 2 minutes per 25 mm plate thickness to ensure equilibrium through the section.
Hydrogen Cold Cracking: Three-Condition Model and Joint Geometry Susceptible Microstructure (Martensite / LB) Diffusible H above threshold (>2 ml/100g) Tensile Residual Stress (restraint, shrinkage) COLD CRACK Preheat: slows cooling → soft HAZ Low-H consumable PWHT / joint design Flange / baseplate t₁ Web t₂ CGHAZ (crack zone) Underbead crack (HICC) t₂ t₁ d = t₁ + t₂ (combined thickness) Tₚ measured here ≥75 mm Tₚ measurement: ≥75mm from weld edge or plate thickness if <75mm After soak: 2 min per 25mm Left: three-condition model for hydrogen cold cracking (eliminate any one condition to prevent cracking). Right: T-fillet joint geometry showing combined thickness d and preheat measurement location. © metallurgyzone.com
Figure 1. Left: the three-condition model for hydrogen-induced cold cracking. All three conditions — susceptible microstructure, diffusible hydrogen above threshold, and tensile residual stress — must coexist for cracking to occur. Preheat primarily addresses the microstructure condition; low-hydrogen consumables address the hydrogen condition. Right: T-fillet weld geometry showing combined thickness d = t1 + t2 and the preheat temperature measurement point at ≥75 mm from the weld edge. © metallurgyzone.com

Why Cold Cracking Occurs: The Metallurgical Mechanism

Hydrogen cold cracking (HICC, HAC, or underbead cracking) requires the simultaneous presence of three conditions: a susceptible microstructure, diffusible hydrogen above a threshold concentration, and a tensile stress field. Understanding the metallurgical basis of each condition is essential for understanding why preheat is effective and how to select the correct parameters.

Susceptible Microstructure

Martensite and lower bainite in the coarse-grained HAZ (CGHAZ) are the microstructures most susceptible to hydrogen cracking. Both are hard (high dislocation density) and have limited capacity to accommodate the stress concentrations created by hydrogen-induced lattice dilation. The susceptibility threshold is generally quoted as above approximately 350 HV10 for hydrogen concentrations >5 ml/100g, and above approximately 250 HV10 in the presence of very high hydrogen (~15 ml/100g cellulosic electrodes). Preheat slows the HAZ cooling rate, shifting the t8/5 to longer times and moving the HAZ microstructure from martensite toward softer bainite or ferrite-pearlite on the CCT diagram. For the relationship between cooling rate and microstructure, see the TTT and CCT diagram tutorial.

Diffusible Hydrogen

Hydrogen enters the weld pool from moisture in electrode coatings, flux, wire surface oxides, base metal surface contamination (oil, grease, water), and the shielding gas. Atomic hydrogen, generated by dissociation in the arc plasma, dissolves into the liquid weld pool at concentrations many times the equilibrium solid-state solubility. On solidification, the excess hydrogen is trapped in the as-deposited microstructure as diffusible hydrogen — mobile interstitial atoms that diffuse through the lattice and accumulate at stress concentrations such as inclusions, grain boundaries, and crack tips. The critical threshold for HICC in martensitic HAZ is typically 2–5 ml/100g diffusible hydrogen (measured per ISO 3690). Preheat above 100°C substantially accelerates hydrogen diffusion and its escape from the joint before the HAZ cools to the critical temperature range (<150°C) where trapping becomes irreversible.

Tensile Residual Stress

Residual stresses from weld metal contraction, joint restraint, and thermal gradient are always present in welded structures. They are the driving force for crack propagation once a hydrogen-assisted crack initiates. Preheat reduces residual stress by lowering the thermal gradient between weld and base metal, but does not eliminate it. Joint design, welding sequence, and post-weld stress relief (PWHT) are the primary tools for residual stress management. For the hydrogen-induced cracking mechanisms in detail, including the role of microstructure and stress intensity, see the linked article.

Effect of preheat on HAZ cooling time t8/5 (Rykalin 3D model):
  t8/5 = (6700 − 5×T₀) × Q × F(T₀)   /   (2π × λ)

Where:
  T₀ = preheat temperature (°C)
  Q  = heat input (kJ/mm)
  F(T₀) = [1/(500−T₀)² − 1/(800−T₀)²]
  λ  = thermal conductivity of steel ≈ 0.04 kJ/(mm·s·K)

Example: T₀ = 25°C vs T₀ = 150°C, Q = 1.0 kJ/mm:
  F(25°C)  = [1/225625 − 1/591625] = 4.43×10⁻⁶ − 1.69×10⁻⁶ = 2.74×10⁻⁶
  t8/5(25°C)  = (6700−125) × 1.0 × 2.74×10⁻⁶ / 0.2513 = 71.8s

  F(150°C) = [1/(350)² − 1/(650)²] = 8.163×10⁻⁶ − 2.367×10⁻⁶ = 5.796×10⁻⁶
  t8/5(150°C) = (6700−750) × 1.0 × 5.796×10⁻⁶ / 0.2513 = 160.8s

→ Preheat from 25°C to 150°C more than DOUBLES t8/5 at Q = 1.0 kJ/mm
→ Slower cooling shifts HAZ microstructure from martensite toward bainite

Carbon Equivalent Formulae

Carbon equivalent (CE) is an empirical single-number index that summarises the susceptibility of a steel composition to hydrogen cold cracking by weighting the contribution of each alloying element relative to carbon. Two formulae are in common use; they are calibrated for different composition ranges and the correct choice depends on the CE range of the steel being assessed.

CE(IIW) — IIW Carbon Equivalent

CE(IIW) = C + Mn/6 + (Cr+Mo+V)/5 + (Ni+Cu)/15

Where all elements are in wt% from the ladle analysis on the MTR.

Interpretation:
  CE(IIW) ≤ 0.35: Generally weldable without preheat for t ≤ 25 mm
  CE(IIW) 0.35–0.45: Low preheat risk; preheat 50–100°C for t > 25 mm
  CE(IIW) 0.45–0.60: Preheat required; 100–200°C; use low-H process
  CE(IIW) 0.60–0.70: High preheat; PWHT likely needed; specialist procedure
  CE(IIW) > 0.70:    Very difficult to weld; requires specialist assessment

Standard reference: EN 1011-2 Method A; AWS D1.1 Annex I
Best suited for: CE(IIW) > 0.40; medium and high-carbon alloy steels

Pcm — Carbon Equivalent (Ito–Bessyo)

Pcm = C + Si/30 + (Mn+Cu+Cr)/20 + Ni/60 + Mo/15 + V/10 + 5×B

Where all elements are in wt%.

Interpretation:
  Pcm ≤ 0.18: Very low cracking risk
  Pcm 0.18–0.22: Low risk; preheat may be needed for thick sections or high H
  Pcm 0.22–0.28: Moderate risk; preheat required in most conditions
  Pcm > 0.28: High risk; significant preheat mandatory

Standard reference: EN 1011-2 Method B (primary formula for Method B)
Best suited for: Pcm ≤ 0.40; low-carbon microalloyed and HSLA steels
  (e.g., API 5L X65, S460, S690Q, offshore structural grades)

Note: For the same steel:
  If CE(IIW) < 0.40 → use Pcm (more sensitive to carbon at low CE)
  If CE(IIW) > 0.45 → use CE(IIW) (Pcm underestimates risk at high CE)
Which Formula to Use? EN 1011-2:2001 Annex C Method A uses CE(IIW); Method B uses Pcm. For modern HSLA and microalloyed structural steels (S355, S460, API 5L grades), Pcm and Method B generally give more appropriate and often lower preheat requirements than Method A because these steels have low carbon but significant Mn and other alloying. Using CE(IIW) for a 0.10%C microalloyed steel may overestimate the preheat requirement. Always use the composition from the MTR ladle analysis, not the maximum permitted by the standard.

EN 1011-2 Method A: Chart-Based Approach

Method A (formally designated the “CEN Method A” in EN 1011-2 Annex C) is a simplified approach that produces preheat requirements directly from CE(IIW) and plate thickness using a series of tables and charts. It does not explicitly account for hydrogen content or heat input, making it inherently conservative for low-hydrogen processes and lower heat inputs. Its advantage is simplicity: given the CE and thickness, the preheat is read directly from a table.

Method A Procedure

1

Calculate CE(IIW) from the MTR ladle analysis

Using the formula CE = C + Mn/6 + (Cr+Mo+V)/5 + (Ni+Cu)/15. Elements not reported are taken as zero.

2

Determine the combined thickness d

d = sum of all plate thicknesses meeting at the joint. For a butt weld: d = 2×t. For a T-fillet: d = tweb + tflange. For a corner joint: d = t1 + t2.

3

Read preheat from EN 1011-2 Table C.1 (reproduced below)

The table gives minimum preheat temperature based on CE and combined thickness band. If the calculated value falls between table entries, interpolate or use the higher entry conservatively.

CE(IIW) d ≤ 20 mm 20 < d ≤ 40 mm 40 < d ≤ 60 mm 60 < d ≤ 80 mm d > 80 mm
≤0.350°C0°C0°C50°C100°C
0.35–0.400°C0°C50°C100°C150°C
0.40–0.450°C50°C100°C150°C200°C
0.45–0.5050°C100°C150°C200°C250°C
0.50–0.55100°C150°C200°C250°C300°C
0.55–0.60150°C200°C250°C300°C350°C
>0.60200°C250°C300°C350°CSpecialist assessment
Method A Limitations: The table above is based on the assumption of a standard hydrogen process (roughly equivalent to HD3–HD4 basic SMAW). It does not account for: (a) actual hydrogen content of the process — using ultra-low-hydrogen metal-cored wire (HD1) may allow lower preheat; (b) actual heat input — higher heat input allows lower preheat; (c) joint restraint beyond the default. Use Method B for any application where these factors are known and optimising preheat is important for productivity or material quality.

EN 1011-2 Method B: The Analytical Formula

Method B (CEN Method B) uses the Pcm carbon equivalent and an explicit formula that incorporates hydrogen content, combined thickness, and heat input. It is the preferred method when the steel composition is fully known from the MTR, the hydrogen classification of the consumable is documented, and the heat input is defined in the welding procedure specification (WPS).

The Method B Formula

T₀ (°C) = 697 × Pcm + 160 × tanh(d/35) + 62 × HD^0.35 − 328 × Q^0.5 − 182

Where:
  T₀  = minimum preheat temperature (°C)
  Pcm = C + Si/30 + (Mn+Cu+Cr)/20 + Ni/60 + Mo/15 + V/10 + 5B  (wt%)
  d   = combined thickness (mm)
  HD  = diffusible hydrogen content of weld metal (ml/100g deposited)
  Q   = heat input (kJ/mm) [arc energy × thermal efficiency η]

Notes on the formula:
  — If calculated T₀ < 0°C, minimum preheat is 0°C (no preheat needed)
    but base metal must be dry and at ≥ 5°C
  — The tanh(d/35) function saturates at d >> 35 mm (thick plate effect)
  — The −328×Q^0.5 term: higher heat input REDUCES preheat requirement
  — The +62×HD^0.35 term: higher hydrogen INCREASES preheat requirement

Valid composition range for Pcm:
  %C: 0.07–0.22,  %Si: 0.00–0.60,  %Mn: 0.40–1.60
  %Cu: 0.00–0.50, %Ni: 0.00–1.60,  %Cr: 0.00–0.60
  %Mo: 0.00–0.50, %V:  0.00–0.12,  %B:  0.00–0.005

For steels outside this range, validate against known crack-free welds.

Hydrogen Scale Classification (HD)

ClassHD (ml/100g)Typical welding processesRequired electrode/wire condition
HD1≤1Vacuum-degassed solid wire GMAW; TIG (GTAW) with clean wireClean, dry; no surface contamination
HD2≤3Moisture-controlled solid wire GMAW; basic MIG/MAG; GTAWDry wire storage; no moisture contamination
HD3≤5Basic low-hydrogen SMAW (E7018, E8018) — well-stored and re-dried; FCAW basicRe-dried at 300–350°C ≥2h; held at 150°C; max 4h exposure after drying
HD4≤10Basic SMAW, as-received; some FCAW rutile; SAW with dry fluxStandard storage; no active re-drying
HD5≤15Cellulosic SMAW (E6010, E6011); rutile SMAW; undried flux SAWAs received; no special requirements
>HD5>15Cellulosic in high-humidity; wet flux; contaminated consumablesAvoid or use alternative process; high preheat mandatory
Practical Impact of Hydrogen Class: Changing from cellulosic SMAW (HD5, 15 ml/100g) to basic low-hydrogen SMAW (HD3, 5 ml/100g) for a 0.45 CE steel, 30 mm combined thickness, 1.5 kJ/mm heat input reduces the Method B preheat by approximately 30–40°C. Switching to vacuum-degassed GMAW solid wire (HD1, 1 ml/100g) may reduce preheat by 50–75°C for the same steel and section. This is why specifying and verifying the hydrogen class of the welding consumable is as important as the chemical composition of the steel in cold cracking prevention.

Step-by-Step Method B Calculation

1

Obtain the steel composition from the MTR ladle analysis

Use the actual heat analysis values, not the maximum permitted by the standard. Using maximum values gives a conservative overestimate of preheat that may be unnecessarily costly in production. The ladle analysis is the legally certified composition per EN 10204 Type 3.1 or 3.2.

2

Calculate Pcm

Sum all terms in the Pcm formula. Elements not present in the steel (e.g., no copper additions) are set to zero. Check that the composition falls within the valid range stated for Method B; if not, use Method A or seek specialist advice.

3

Determine the combined thickness d

d is the total thickness of all steel sections meeting at the joint, measured in mm. For complex multi-plate connections (bracket, stiffener, gusset), sum all thicknesses meeting within the thermal influence zone (~75 mm from the weld). Use the actual thicknesses from the approved drawings, not nominal or minimum wall.

4

Classify the welding process hydrogen (HD)

Use the HD classification from the consumable manufacturer’s datasheet (diffusible hydrogen per ISO 3690 test) and verify against the storage and re-drying conditions actually achieved in production. If re-drying has not been performed, use a higher HD class (more conservative) than stated on the datasheet.

5

Determine the heat input Q

Use the heat input from the approved WPS: Q (kJ/mm) = (I × U × 60) / (v × 1000) × η, where η is the process thermal efficiency factor (SAW 1.0; SMAW/GMAW/FCAW 0.8; GTAW 0.6). Use the minimum heat input that will be applied in production, as this gives the most conservative (highest) preheat requirement. For the full heat input calculation, use the welding heat input calculator.

6

Substitute into the Method B formula and evaluate

Calculate T0 = 697 × Pcm + 160 × tanh(d/35) + 62 × HD0.35 − 328 × Q0.5 − 182. If T0 < 0°C, use 0°C minimum (but ensure metal surface is dry and ≥5°C). Round up to the nearest 25°C increment for practical application.

7

Apply practical minimums and code-specific rules

Check the result against any higher minimum specified by the applicable construction code: ASME B31.3 Section 330 gives minimum preheat temperatures for P-number groups; AWS D1.1 Table 4.5 gives structural steel minimums; API 1104 gives pipeline welding minimums. The governing minimum is the higher of the calculated value and the code minimum.

EN 1011-2 Method B — Effect of Each Parameter on Minimum Preheat Temperature 1. Pcm Contribution (d=40, HD3, Q=1.5) 0 50 100 150 Tₚ (°C) 0.15 0.18 0.20 0.22 0.25 Pcm 2. Combined Thickness Effect (tanh saturation) 0 50 100 150 Saturation ~160°C 0 20 60 100 140 Combined thickness d (mm) 3. Hydrogen Contribution (62 × HD⁰·³⁵) 0 50 100 150 HD1 HD2 HD3 HD4 HD5 62°C 92°C 108°C 139°C 163°C 4. Heat Input Effect (−328 × Q⁰·5) −80 −60 −40 −20 0 Higher Q = lower Tₚ 0.5 1.5 2.5 3.5 Heat input Q (kJ/mm)
Figure 2. Visual sensitivity analysis of EN 1011-2 Method B parameters. (1) Increasing Pcm raises preheat approximately 7°C per 0.01 Pcm. (2) Combined thickness d contributes up to ~160°C, saturating above ~100 mm due to the tanh function. (3) Hydrogen class HD contributes 62–163°C to the formula, with a large benefit from switching from HD5 cellulosic to HD1/HD2 processes. (4) Higher heat input Q reduces required preheat (negative term), but is limited by HAZ toughness requirements. © metallurgyzone.com

Worked Examples

Worked Example 1 — S355J2 Structural Steel, T-Joint Fillet Weld, SMAW

Scenario: A T-joint fillet weld connecting a 20 mm thick web plate to a 25 mm thick flange plate, both S355J2 (EN 10025-2). Welding process: SMAW with basic low-hydrogen electrodes E7018, re-dried at 300°C. Heat input Q = 1.2 kJ/mm. Calculate minimum preheat using both Method A and Method B.

MTR ladle analysis (actual heat):

C = 0.14%, Mn = 1.42%, Si = 0.30%, P = 0.015%, S = 0.006%
Cr = 0.08%, Mo = 0.02%, Ni = 0.08%, Cu = 0.12%, V = 0.004%, B = 0.000%

Step 1 — CE(IIW):

CE(IIW) = 0.14 + 1.42/6 + (0.08+0.02+0.004)/5 + (0.08+0.12)/15
        = 0.14 + 0.237 + 0.021 + 0.013
        = 0.411

Step 2 — Pcm:

Pcm = 0.14 + 0.30/30 + (1.42+0.12+0.08)/20 + 0.08/60 + 0.02/15 + 0.004/10 + 0
    = 0.14 + 0.010 + 0.081 + 0.001 + 0.001 + 0.000
    = 0.234

Step 3 — Combined thickness:

d = t_web + t_flange = 20 + 25 = 45 mm

Step 4 — Hydrogen class:

E7018 basic, re-dried at 300°C: HD = 5 ml/100g → Class HD3

Step 5 — Method A result:

CE(IIW) = 0.411 → range 0.40–0.45
d = 45 mm → column 40 < d ≤ 60 mm
Method A preheat = 100°C

Step 6 — Method B result:

T₀ = 697 × 0.234 + 160 × tanh(45/35) + 62 × 5^0.35 − 328 × 1.2^0.5 − 182

   = 697 × 0.234  = 163.1
   + 160 × tanh(1.286) = 160 × 0.859 = 137.4
   + 62 × 5^0.35       = 62 × 1.737  = 107.7
   − 328 × 1.2^0.5     = 328 × 1.095 = −359.1
   − 182                               = −182

T₀ = 163.1 + 137.4 + 107.7 − 359.1 − 182 = −133°C

Since T₀ < 0°C: minimum preheat = 0°C (no preheat required by calculation)

Conclusion: Method A gives 100°C; Method B gives 0°C. The large difference illustrates that Method A can be significantly conservative for modern low-carbon microalloyed steels welded with low-hydrogen consumables at moderate heat input. The Method B result is the more technically defensible value. In practice, a minimum temperature of 5–10°C above ambient (to ensure the surface is dry) is recommended regardless of calculation. The WPS should state 0°C minimum preheat with the Method B basis recorded.

Worked Example 2 — ASTM A517 (Q+T High-Strength Steel), Butt Weld, SMAW Cellulosic

Scenario: A 35 mm thick butt weld in ASTM A517 Gr. F quenched and tempered steel (equivalent to S690Q) for a crane boom structure. Process: cellulosic SMAW (E6010) on the root pass (field condition), Q = 0.9 kJ/mm.

Typical A517 Gr. F composition (max permitted by specification):

C = 0.20%, Mn = 0.85%, Si = 0.25%, Cr = 0.65%, Mo = 0.55%, Ni = 0.00%
Cu = 0.00%, V = 0.08%, B = 0.003%

CE(IIW):

CE(IIW) = 0.20 + 0.85/6 + (0.65+0.55+0.08)/5 + (0.00+0.00)/15
        = 0.20 + 0.142 + 0.256 + 0
        = 0.598

Pcm:

Pcm = 0.20 + 0.25/30 + (0.85+0.00+0.65)/20 + 0.00/60 + 0.55/15 + 0.08/10 + 5×0.003
    = 0.20 + 0.008 + 0.075 + 0.000 + 0.037 + 0.008 + 0.015
    = 0.343

Combined thickness:

d = 2 × 35 = 70 mm (butt weld, both sides)

Hydrogen class:

Cellulosic SMAW E6010: HD ≈ 15 ml/100g → Class HD5

Method B result:

T₀ = 697 × 0.343 + 160 × tanh(70/35) + 62 × 15^0.35 − 328 × 0.9^0.5 − 182

   = 697 × 0.343  = 239.1
   + 160 × tanh(2.0) = 160 × 0.964 = 154.3
   + 62 × 15^0.35    = 62 × 2.623  = 162.6
   − 328 × 0.9^0.5   = 328 × 0.949 = −311.3
   − 182                             = −182

T₀ = 239.1 + 154.3 + 162.6 − 311.3 − 182 = +62.7°C → round up to 75°C

Comparison: switch to basic low-hydrogen SMAW (HD = 5 ml/100g, HD3):
   T₀ = 239.1 + 154.3 + 107.7 − 311.3 − 182 = +7.8°C → 0°C

Conclusion: Cellulosic SMAW requires 75°C minimum preheat.
           Switching to basic low-hydrogen electrode reduces preheat to 0°C.
           For Q+T steel (A517), preheat > 200°C risks softening the Q+T base metal.
           STRONGLY RECOMMENDED: use basic low-hydrogen (HD3) or better.

Code check (ASME B31.3 Table 330.1.1): P-No. 11B Group 1 (690 MPa SMYS), thickness 35 mm > 19 mm → minimum preheat 120°C per code. The Method B result of 75°C (cellulosic) is below the ASME code minimum of 120°C — use 120°C as the governing minimum. With basic low-hydrogen electrodes, Method B gives 0°C but the code still requires 120°C. In any case, for high-strength Q+T steels, always apply the more stringent of the code minimum and the calculated value.

AWS D1.1 Preheat Requirements

AWS D1.1 Structural Welding Code — Steel is the primary structural welding standard in North America and widely referenced internationally for steel structures, bridges, and offshore platforms. It provides preheat requirements through two routes: a simplified table (Clause 4.2.2) and a formula-based method (Annex I).

AWS D1.1 Table 4.5 (Prequalified Joints)

Steel category Typical ASTM grades Minimum SMYS (ksi) t ≤ 19 mm (3/4”) 19 < t ≤ 38 mm 38 < t ≤ 57 mm t > 57 mm
Category IA36, A53B, A500 Gr.B, A501, A709 Gr.3636 ksi (250 MPa)0°C0°C66°C (150°F)107°C (225°F)
Category IIA572 Gr.42–50, A588, A709 Gr.5042–50 ksi0°C66°C107°C150°C (300°F)
Category IIIA514, A517, A709 Gr.100, A85290–100 ksi107°C107°C107°C107°C
Category IVA709 Gr.100W, A710100 ksi (690 MPa)107°C107°C107°C107°C

AWS D1.1 Annex I Formula Method

AWS D1.1 Annex I uses CE(IIW) and a tabular lookup, not a closed-form formula.
The minimum preheat temperature is read from Annex I Table I.1 based on:
  — CE(IIW) in six ranges: ≤0.40, 0.40–0.45, 0.45–0.50, 0.50–0.55, 0.55–0.60, >0.60
  — Combined thickness in five ranges: ≤19mm, 19–38mm, 38–64mm, 64–102mm, >102mm

Approximate formula equivalent (AWS D1.1 Annex I basis):
  T₀(°F) = 1440 × CE(IIW) − 0.0225 × d − 25 × Q^0.5 − 130   (approximate)
  T₀(°C) = (T₀(°F) − 32) / 1.8

Key differences from EN 1011-2:
  — AWS D1.1 does NOT explicitly account for consumable hydrogen class
  — AWS D1.1 preheat applies to the 75mm zone each side of the joint
  — Interpass temperature maximum: 250°C (Category I–II), 205°C (Category III–IV)
  — AWS D1.1 requires measurement before EACH pass in multi-pass welds

Code Comparison: EN 1011-2 vs AWS D1.1 vs ASME B31.3

Feature EN 1011-2 Method B AWS D1.1 Table 4.5 ASME B31.3 Table 330.1.1
Carbon equivalent usedPcm (Method B)CE(IIW) (Annex I) or grade categoryP-Number + Group Number
Hydrogen contentExplicit (HD1–HD5)Not explicit in Table 4.5Not explicit
Heat inputExplicit term in formulaNot in Table 4.5; partial in Annex INot explicit
GeometryCombined thickness dSingle plate thickness tNominal wall thickness
BasisAnalytical formula from CCT/cracking testsEmpirical from structural steel practiceMaterial P-Number classification
Typical applicationStructural, offshore, pressure equipmentBuildings, bridges, structural (North America)ASME pressure piping
Max interpass TNot fixed; typically 250°C by practice250°C (Cat I–II), 205°C (Cat III–IV)Not specified (per WPS)
Measurement location≥75 mm from weld edge75 mm from weld edgeAs defined in WPS
When to applyBefore each passBefore each passBefore first pass; maintain during welding

Practical Preheat Application and Verification

Methods of Applying Preheat

Three main techniques are used in industrial fabrication:

  • Oxy-fuel gas torch (propane or oxy-acetylene): Most common for field and shop work on smaller sections. The torch is moved in broad sweeping passes over the 75 mm zone each side of the joint until the required temperature is achieved and thermal equilibrium is confirmed. Risk: localised overheating causing HAZ damage if torch is held stationary.
  • Electric resistance or induction heating: Preferred for thick sections, precision control, and documentation. Heating blankets or induction coils wrapped around the joint provide uniform heating with thermocouple feedback and data logging. Mandatory for many pressure vessel codes on thick-wall joints.
  • Furnace preheat: Used for small components that can be placed in a controlled furnace. Provides the most uniform temperature distribution and is sometimes combined with stress relief in a single cycle.

Temperature Measurement and Verification

  • Tempilstik (Tempil) or Crayons: Phase-change wax crayons that melt at specific calibrated temperatures. Applied to the base metal surface; melting confirms the surface has reached at least that temperature. Fast and inexpensive; sufficient for most structural work. Must be applied to the non-heated face where possible for a true through-thickness indication.
  • Contact thermocouple (Type K): Calibrated thermocouple with handheld meter, used for accurate measurement. Required for critical applications. Measurement must be made after a soak period of minimum 2 minutes per 25 mm of plate thickness after the heat source is removed.
  • Infrared (IR) thermometer: Non-contact, fast, suitable for heated surfaces. Less accurate than contact thermocouples due to emissivity variation; should be calibrated against a contact reference on the same surface. Not suitable for reflective or scale-free surfaces without emissivity correction.
  • Thermocouple data logger: For induction or resistance heating of pressure vessel joints, data loggers provide a continuous printed record of temperature at multiple points throughout the heating and welding cycle. This record becomes part of the quality documentation.

Maintaining Preheat During Welding

The minimum preheat temperature must be maintained throughout the welding operation — not just at the start. On long multi-pass welds in cold environments, the metal behind the arc cools rapidly and may drop below the minimum preheat before the next pass begins. Monitoring with Tempilstik before each pass is required by most codes. For automatic or mechanised welding in outdoor conditions, wind shields and insulating blankets are standard practice to maintain interpass temperature. After welding is complete, a slow cool (achieved by maintaining heat and allowing gradual temperature decay, or wrapping in insulating blanket) is required for highly restrained joints or high CE steels to prevent thermal shock cracking and to ensure hydrogen has time to diffuse out before the joint cools to the critical range below 100°C.

Post-Weld Hydrogen Bake-Out: For joints that cannot be PWHT immediately, a post-weld hydrogen bake-out at 200–250°C for 2–4 hours is specified in many codes (e.g., NACE MR0175 for sour service, API 1104 for pipeline). This ensures that diffusible hydrogen has had time to escape from the HAZ region before it drops to ambient temperature where hydrogen-assisted cracking can initiate. The bake-out should begin while the weld is still above 100°C; cooling to below 100°C before bake-out is applied reduces its effectiveness.

Special Cases and Limitations

Preheat for Repair Welds

Repair welds in service-aged material require extra caution for several reasons: the base metal may have a different composition than the original specification (ageing, contamination); the existing residual stress state and weld defect may create a more severe stress concentration; and access constraints may limit heat input options. For unknown-composition service steel, PMI should be performed before calculating preheat; a conservative CE based on the worst-case composition for the grade specification should be used. Repair welds in thick sections often require elevated preheat and mandatory PWHT regardless of calculated values. See the material traceability tutorial for PMI procedures applicable to repair weld material verification.

Preheat for Dissimilar Metal Welds

When welding two different steel grades (e.g., S355 to P91, carbon steel to stainless steel, carbon steel to Inconel overlay), the preheat calculation must be performed for both base materials independently, and the higher required preheat governs. In addition, the thermal expansion difference between dissimilar materials generates additional restraint stress; this favours the use of buttering layers (applying a layer of weld metal to one material face before completing the joint) and potentially higher preheat than the calculated minimum.

High-Strength Q+T Steels: Maximum Preheat

For quenched-and-tempered high-strength steels (S690Q, A514, A517), excessive preheat (typically above 200–230°C) can soften the base metal in the HAZ by exceeding the tempering temperature of the Q+T treatment, permanently reducing the yield strength below the minimum specified. These steels therefore have both a minimum preheat (to prevent cold cracking) and a maximum preheat (to prevent Q+T softening). Maximum interpass temperature for S690Q and similar grades is typically 150°C; verify against the material manufacturer's welding guidance and the applicable construction code before exceeding this.

Frequently Asked Questions

What is preheat in welding and why is it required?
Preheat is the intentional application of heat to the base metal before and during welding. It is required for three reasons: (1) slowing the HAZ cooling rate to avoid hard martensitic microstructure susceptible to hydrogen cracking; (2) increasing the time for diffusible hydrogen to escape from the HAZ before it reaches the critical trapping temperature below 100°C; and (3) reducing thermal gradient and restraint stress. It is most critical for CE > 0.40 steels, thick sections, high-restraint joints, and high-hydrogen welding processes.
What are the two EN 1011-2 methods for preheat calculation?
EN 1011-2:2001 Annex C provides two methods. Method A is a simplified chart-based approach using CE(IIW) and plate combined thickness, without explicit account for hydrogen content or heat input — suitable for quick estimates. Method B is an analytical formula using Pcm, hydrogen scale HD, combined thickness d, and heat input Q, giving T0 = 697×Pcm + 160×tanh(d/35) + 62×HD0.35 − 328×Q0.5 − 182. Method B is preferred for engineering-critical applications and modern microalloyed steels where its additional factors allow significant preheat optimisation.
What is the difference between CE(IIW) and Pcm?
CE(IIW) = C + Mn/6 + (Cr+Mo+V)/5 + (Ni+Cu)/15 is best for CE > 0.40 steels. Pcm = C + Si/30 + (Mn+Cu+Cr)/20 + Ni/60 + Mo/15 + V/10 + 5B is calibrated for low-carbon microalloyed steels with CE < 0.40, where individual element contributions at low carbon are better captured. EN 1011-2 Method A uses CE(IIW); Method B uses Pcm. For modern HSLA grades (S355, S460, API 5L X65), Pcm with Method B gives more appropriate preheat requirements than CE(IIW) with Method A.
What is the hydrogen scale HD in EN 1011-2?
The hydrogen scale HD classifies diffusible weld metal hydrogen per ISO 3690 into five groups: HD1 (≤1 ml/100g), HD2 (≤3), HD3 (≤5), HD4 (≤10), HD5 (≤15). Each higher class increases required preheat by approximately 10–25°C in the Method B formula. Typical classifications: vacuum-degassed GMAW wire = HD1–HD2; basic SMAW re-dried = HD3; basic SMAW as-received = HD4; cellulosic SMAW = HD5 or above. Changing from cellulosic (HD5) to basic low-hydrogen (HD3) typically reduces required preheat by 30–55°C for the same steel.
At what distance should preheat temperature be measured?
EN 1011-2 and AWS D1.1 both specify measurement at ≥75 mm from the weld edge (or the actual plate thickness if less than 75 mm) on the side away from the heat source. The metal must be at thermal equilibrium through the thickness — requiring a soak time of at least 2 minutes per 25 mm of plate thickness after applying heat. Measurement immediately after heating without soaking reads surface temperature only and significantly overestimates the bulk metal temperature; this is a common field error that can result in apparently compliant preheat with genuinely cold base metal.
Does higher heat input reduce the required preheat?
Yes. In EN 1011-2 Method B, the term −328×Q0.5 means higher heat input directly reduces the required preheat. Doubling heat input from 1.0 to 2.0 kJ/mm reduces required preheat by approximately 55°C (from −328×1.0 to −328×1.414). However, heat input is limited by HAZ toughness requirements (high heat input causes grain coarsening in the CGHAZ) and by any maximum heat input specified in the WPS. Heat input cannot be arbitrarily increased to eliminate preheat for critical applications.
What is combined thickness and why does joint geometry matter?
Combined thickness d in EN 1011-2 Method B is the total thickness of all steel meeting at the joint, which determines the heat sink effect. A T-joint has d = tweb + tflange; a butt weld has d = 2×t. Thicker combined sections draw heat away from the weld faster, increasing the HAZ cooling rate and requiring higher preheat. The tanh(d/35) function means the preheat contribution from thickness saturates above about 80–100 mm combined thickness at approximately 160°C, reflecting the diminishing additional cooling effect in very thick sections.
What is the difference between minimum preheat and maximum interpass temperature?
Minimum preheat is the temperature to which the base metal must be heated before welding begins. It is a minimum: the metal must not be colder than this value when the first arc is struck. Interpass temperature has a minimum (typically equal to preheat) and a maximum. The maximum interpass temperature prevents excessive heat accumulation causing HAZ grain coarsening, Q+T softening (in high-strength steel), or phase embrittlement (sigma phase in duplex SS at >150°C interpass). For structural steels typically 250°C maximum; for Q+T high-strength steels 150°C; for duplex stainless 150°C.
When is PWHT required instead of or in addition to preheat?
Preheat prevents hydrogen cold cracking by slowing cooling. PWHT (stress relief at 580–720°C for carbon/low-alloy steels) primarily reduces residual stress and tempers hard HAZ microstructure. PWHT is required by ASME VIII and EN 13480 when plate thickness exceeds code limits (typically 38 mm for P-No.1 carbon steel), when sour service requires it (NACE MR0175), or when design conditions demand it regardless of thickness. Preheat must still be applied before welding even when PWHT is mandatory — PWHT only works if cold cracking has been prevented during welding.
What is the AWS D1.1 approach to preheat specification?
AWS D1.1 uses a tabular approach in Table 4.5 based on steel yield strength category and plate thickness, without explicit hydrogen or heat input factors. For A36 and equivalents (Category I): preheat ranges from 0°C at t ≤ 19 mm to 107°C at t > 57 mm. For high-strength grades A514/A517 (Category III): minimum 107°C regardless of thickness. AWS D1.1 Annex I provides a formula-based method using CE(IIW) when the carbon equivalent is known from the MTR, giving a more precise preheat. Interpass temperature must be verified before depositing each pass.

Recommended References

EN 1011-2:2001 — Welding: Recommendations for Welding of Metallic Materials (BSI)
The primary European standard covering preheat calculation Methods A and B, hydrogen scale classification, and welding of ferritic steels. Essential reference for any WPS qualification engineer.
View on Amazon
AWS Welding Handbook Vol. 1 — Welding Science & Technology (10th Ed.)
Comprehensive reference covering hydrogen cracking mechanisms, preheat theory, heat flow equations, consumable hydrogen classification, and all major code requirements.
View on Amazon
Tempilstik Temperature-Indicating Sticks — Preheat Verification Set
Phase-change temperature crayons for verifying preheat and interpass temperature directly on the base metal surface. Indispensable for every weld inspector and welder on structural and pressure vessel jobs.
View on Amazon
Digital Contact Thermometer with K-Type Thermocouple — Surface Measurement
Calibrated K-type contact thermocouple with digital readout for accurate preheat and interpass temperature measurement per EN 1011-2 and AWS D1.1 requirements.
View on Amazon
Disclosure: MetallurgyZone participates in the Amazon Associates programme. If you purchase through these links, we may earn a small commission at no extra cost to you. This helps support free technical content on this site.

Further Reading

metallurgyzone

← Previous
Tutorial: How to Read and Apply TTT and CCT Diagrams in Steel Heat Treatment
Next →
Tutorial: How to Interpret a Metallurgical Failure Report